HomeMy WebLinkAbout1987-11-25-FEAS-contract.pdf 11/25/87
CONTRACT
TOWN OF LEXINGTON - ABT ASSOCIATES, INC
The Town of Lexington hereby contracts with Abt Associates, Inc for
performance of services during the period December 1, 1987 to March 4, 1988,
to conduct an Evaluation of Investor Interest in Equity Sharing with
Renters The scope of services is given in Abt Associates' proposal of
November 10, 1987, addressed to Mr Stephen Baran The contract is as
follows
The Equity Sharing Challenge Grant will be used to conduct a
feasibility study to evaluate whether investors who are both civic-
minded and profit-minded would be inclined to enter into equity
sharing allowing the Town of Lexington to maintain its stock of
affordable housing in the face of actual or potential condominium
conversion Generalizability to other cities and towns in the
Commonwealth should also be considered
II The following tasks will be undertaken For each task, the
objectives of the study as stated in the Request for Proposal are CCC
indicated after the heading for that task.
1 Assessment of Ownership Potential for Current Emerson Garden
Residents (Objective 1) Drawing upon information provided by Town
officials and the Emerson Gardens Tenant Association, we will assess
the ability and desire of current Emerson Gardens renters to purchase
their existing residences under Equity Sharing or similar investment
opportunities In order to assess the desirability of equity sharing
for other renters in Lexington, but without stirring up unjustified
fears of condominium conversions, we will also make telephone contact
with managers of other rental projects (Battle Green and Captain
Parker) as well as with officials of the Lexington Housing Authority
and as representatives of interest groups such as the Council on
Aging
2 Equity Sharing Experience (Objectives 4 and 5) We propose to
conduct a limited review of the offerings and performance of up to
five major syndicators of equity sharing financing We will look at
examples of both successful and unsuccessful equity sharing projects
and attempt to determine the financial and social conditions which
promote successful equity sharing investments The issues to be
addressed are overall price, price of investment shares, level of
residential equity, financial profile of residents, effects of tax
law changes, marketing strategies and sources of investment
capital We will also address the legal issues in Items a-c of
Objective 5 that arise in the formation of equity share corporations
3 Review the History of Affordable Housing in Lexington (Objective
3) We will talk with the staff member of the Planning Board who is
preparing a history of affordable housing in Lexington and with other
Town staff and representatives of interest groups that may be
Contract Town of Lexington and Abt Associates, Inc Page 2
suggested by you in order to learn who are the principal actors in
providing housing in Lexington and what some of the relevant
community attitudes are This information will be summarized in the
draft Social Feasibility Report
4 Analysis of Government Programs (Objective 6) We propose to review
options and provide an opinion as to whether money made available
through HUD, the EOCD, the Mass Land Bank, or other sources can help
write down the cost of the Emerson Gardens or subsequent projects in
Lexington. Among the programs to be explored is the feasibility of
ConOp, a program funded by the Mass Land Bank, to promote the
formation of limited equity cooperatives The limited equity
cooperative, in addition to providing current residents with an
equity share in a converted residence, places caps on the amount of
profit that can accrue by selling the property, thereby serving the
additional purpose of maintaining affordable housing Section 705
rental assistance money has recently been made available to residents
of limited equity cooperatives, again serving the purpose of
providing housing in Lexington for low- and moderate-income families
5 Options Available with the Current Developer (Objective 1) We
propose to explore with the current owner of Emerson Gardens his
general willingness to sell all or a portion of Emerson Gardens under
terms that could promote a successful equity sharing proposal
6 Development of Illustrative Investment Alternatives (Objectives 1 and
4) Taking into account the characteristics of current residents and
the developer, as well as the experience of comparable equity share
arrangements and government programs applicable to this situation, we
propose to create an investment proposal, including a Pro Forma
financial analysis and determination of ROI for an Equity Share
offering on Emerson Gardens This preliminary investment proposal
will attempt to represent the best financial arrangements for both
residents and investors We will analyze, based solely on financial
considerations, how the ROI and level of risk of the preliminary
Equity Share proposal compares to other investment instruments
7 Survey of the Investment Community (Objectives 1 and 2) Paying
special attention to those members of the institutional investment
community who reside in Lexington and serve a Lexington-based
clientele, we propose to survey up to five members of the investment
industry to assess the feasibility of the preliminary Equity Share
proposal as well as marketing considerations and changes which would
make it more marketable
8 Survey of Local Employers (Objectives 1 and 2) The changes in
federal tax law have transferred many of the tax benefits of real
estate to corporations while taking them away from individuals The
concept of housing as a new employee benefit has already begun in the
Boston area We propose to survey the five major employers located
in Lexington (drawing on information from the Chamber of Commerce) as
well as investment counselors located in Lexington to determine the
attractiveness of equity share investment not only from a purely
financial point of view but also from the point of view of community
service and employee attraction, retention and loyalty
Contract Town of Lexington and Abt Associates, Inc Page 3
There are three deliverables the Social Planning Report, the Market
Research Report, and the Final Report, which will incorporate the
revised versions of both the Social Planning and Market Research
Reports The Market Research Report will assess the market
feasibility of equity sharing and related investment options as a
means of addressing the displacement of renters from Emerson Gardens
and preserving affordable housing in Lexington Assuming that such
investment options are feasible, the Market Research Report will
include a recommended action plan (Objective 7) for effecting an
equity sharing development at Emerson Gardens or at other sites as
the opportunity arises The Social Planning Report will be
integrated with the Market Research Report to assess the interest and
support of local investors and local corporations in this vehicle for
affordable housing
III In consideration for the above described study and reports, the Town
of Lexington agrees to pay according to the following schedule as
invoiced by Abt Associates Inc upon completion of the described
tasks Funding will be paid to a maximum of $31,500
Date
A. Work plan (proposal) & Contract
Signing $9,450 Dec 1
B Submission of draft Social Planning Report;
Market research progress briefing $6,300 Jan 29
• Comments by the Town of Lexington
within 10 (ten) days after receiving
the Draft final report as in C below
C Submission of Draft Market Research report $6,300 Feb 12
• Attendance at Equity sharing informa-
tional forum
• Comments by the Town of Lexington
within 10 (ten) days after receiving
the Draft report
D Final Report (including both Market Research
and Social Planning) $9,450 Mar 4
TOTAL. $31,500
This contract is signed on behalf of the Town of Lexington and Abt Associates
by their representative officers duly authorized to take such action so as to
constitute this a valid and binding contract, effective for the time set
forth.
TOWN OF LEXINGTON ABT ASSOCIATES, INC
By' By• ALLAQ e ntah Ma44s
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