HomeMy WebLinkAboutAdvisory Committee for Alternative Tax Revenues - Report, 1983.pdf ALTERNATIVE TAX REVENUES
COMMITTEE REPORT
Submitted to
BOARD OF SELECTMEN
March 1983
ALAN FIELDS
LAWRENCE KERNAN
JOHN MALONEY
RUTH MOREY
FRANK PARRISH
KENDALL WRIGHT
JOHN McLAUGHLIN, Chairman
INTRODUCTION
A. Charge
Proposition 22 placed new constraints on Lexington's ability to raise
revenues through property taxes. On October 25, 1982 the Board of
Selectmen established an Alternative Tax Revenues Committee to explore
additional sources of municipal income. The Committee was charged to:
1 - Review revenue resources of the Town and anticipated demands on
those resources,
2 - Investigate and recommend alternative sources of funding other
than the property tax to support basic municipal services,
3 - Look at Federal and State Legislation, if necessary, to provide
necessary revenue resources,
4 - Give particular emphasis to expansion of our tax base,
5 - Report back no later than March 1, 1983 and disband no later than
July 1, 1983.
The Committee found:
1. Lexington should develop alternate revenue programs. They can make a
significant contribution to the Town's financial status, but they
cannot solve all of our fiscal problems if spending continues to grow
as currently projected. Alternate revenue programs may help to
provide a better balance between who pays for services and who
benefits from them. (Part I)
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2. The most promising short-term source of alternate revenues resides in
user fees. The Committee did not choose to recommend specific fees,
but to present a "shopping list" for consideration. Some items on the
list are conventional and easily projectable. Others will stir con-
troversy and require considerable research and public debate. (Part
II)
3. Voluntary contributions can play an important part in financing
municipal services. We suggest that the Board consider means of
expanding Lexington's activities in this area. (Part III)
4. Given the terms of Proposition 21 and the revenue multiplier effect of
property tax classification, municipalities benefit financially by
encouraging new development, particularly commercial and industrial
development. The Committee recommends that the Board of Selectmen
work with the Planning Board and other town bodies to develop a
process for estimating the long term financial impact of land use
decisions. Forthcoming deliberations over disposition of "excess"
school and public land sites represent an opportunity to develop such
a process. (Part IV)
5. The Committee also considered a number of other revenue sources which
merit consideration but do not appear to offer significant financial
opportunities at this time. We believe that some of these topics
invite further attention. (Part V)
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B. Financial Projections
1. Town Manager's Projections
The Budget and Tax Rate Forecast by Components for the period of
fiscal years 1984 through 1988 was presented to this committee as the
basis of its deliberations. With the exception of the School Budget,
major departmental expenses were broken down among Personnel, Capital
and Other. The School Budget was broken down by Operating, Articles
and Regional Vo-Tech. This budget, based upon the most current
estimates and projections, indicates that a considerable cash
shortfall will be experienced during each of the 5 years as shown in
the following summary:
SUMMARY OF BUDGET FORECAST
FISCAL YEARS
($000's) 1984 1985 1986 1987 1988
EXPENSES
Police 1,861 1,998 2,139 2,297 2,469
Fire 1,940 1,899 2,016 2,077 2,221
DPW 5,086 5,811 5,733 6,188 6,682
Library 717 941 826 887 955
Other 2,384 2,336 2,436 2,346 2,502
School 18,489 18,976 19,647 19,801 20,235
Personnel Fringe, Debt 4,788 4,903 4,816 4,887 5,150
Service and Reserve Fund
Total Appropriations 35,265 36,864 37,613 38,483 40,214
State Charges, Offsets
Overlay and Judgements 4,007 4,033 4,165 4,301 4,443
Total Town Expenses 39,272 40,897 41,778 42,784 44,657
REVENUE
State Aid 4,500 4,500 4,500 4,500 4,500
Available Funds 1,905 1,684 1,476 1,456 1,460
Real Estate Within 21 Limit 27,813 28,608 29,451 30,290 31,178
Local Receipts 4,196 4,373 4,620 4,727 4,904
Total Town Revenue 38,414 39,165 40,047 40,973 42,042
Shortfall 858 1,732 1,731 1,811 2,615
Total 5 Year Cumulative Shortfall 8,747
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2. Expenditure Uncertainties
Because this committee's charge was to recommend alternative sources of
revenue, it did not expend much of its effort on analyzing expenses. It
was noted, however, that personnel expenses were forecast on the basis of
an annual 7% compounded rate of increase and that capital budgets were
adjusted at the same rate for inflation. It is believed that both of these
rates are high estimates based upon current wage increases in industry and
the present and anticipated inflation rates; both of which are lower than
those used in these forecasts.
In addition, there is no way to determine what improvements in personnel
productivity or operating efficiency are anticipated during the 5 year
period. By the use of fixed annual rates of increase for personnel
expenses and constant average straight line increase in expenses, it
appears that productivity and efficiency improvements have not been
factored into the expense forecast.
The School Budget, which represents approximately 50% of the total in each
year, was presented (in "The Budget & Tax Rate Forecast by Components") in
such a way as to defy constructive analysis. It is difficult to understand
why expense increases of the amounts shown are necessary during a period of
anticipated decreasing enrollment. This is particularly apparent when the
forecasts show about the same range of increases during the next five years
as they have during the past five years.
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Except for these observations, no effort has been made to suggest expense
reduction to offset the impending cash shortfall because other town
committees are charged with that function and responsibility.
3. Revenue Uncertainties
While there are always uncertainties in forecasting revenue, it is believed
that it can be predicted more accurately than expenses because fixed rates
are used only when they are already known, such as the "21" growth limit on
the tax levy. Other revenue sources can be forecast from historical data
without introducing additional sources of error associated with using fixed
annual rates of increase.
It is believed that the revenues forecast in the budget figures as
presented by the Town Manager are reasonable and as accurate as possible
within the framework of current information.
4. Base Year (FY 1984) Uncertainties
This Committee's deliberations took place simultaneously with preparation
of the FY 1984 budget. Rather than attempt to revise FY 1984 figures
constantly, the Committee decided to use the 1984 figures used in the
Budget and Tax Rate Forecast. We understand that this might result in some
major discrepancies between our 1984 figures and those that eventually will
be appropriated. These discrepancies, however, should not effect our
findings.
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5. Revenue Shortfall
The projected cash shortfall resulting from the 5 year budget forecasts are
of significant importance because it represents the major underlying reason
for the formation of this committee.
The revenue shortfall shown above is based upon the actual expense and
revenue figures included in the Budget and Tax Forecast. In order to
determine the quantitative effect of minor changes in expense forecasts on
this shortfall, the committee reviewed the assumptions behind personnel,
capital and school expenses. By assuming a 6% annual rate of increase for
Town Personnel and Capital expenses instead of the estimated 7%, and
projecting a similar 1% annual difference in School Operating Expenses
(assuming similar percentage increases were used by town management in its
school expense forecast) , the following revised shortfall figures would
result:
($000's) 1984 1985 1986 1987 1988
Reported Shortfall 858 1,732.0 1,731.0 1,811.0 2,615.0
Projected Savings 266 556.3 853.3 1,161.1 1,509.2
Revised Shortfall 592 1,175.7 877.7 649.9 1,105.8
% Shortfall Reduction 31% 32% 49% 64% 58%
Total 5 Year Cumulative Shortfall - Reported 8,747
Total 5 Year Cumulative Shortfall - Revised 4,401.1
Total 5 Year Cumulative Shortfall - Reduction 4,345.9
Approximate 5 Year Cumulative Reduction 50%
As these projections indicate, the magnitude of Lexington's revenue shortfall is
very sensitive to assumptions concerning cost increases, a factor which should
be given considerable attention.
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I. THE ROLE OF ALTERNATE REVENUES
The Committee believes that Lexington should develop alternate revenue programs.
Such programs can produce significant additional income. Additionally, by
shifting more of the cost burden to users of particular activities, alternate
revenue programs provide a means of maintaining some activities which might be
reduced or eliminated if funded solely by property tax revenues.
A. The Financial Potential of Alternate Revenues
Alternate revenue programs can play a critical role in meeting -- or
overcoming -- Lexington's projected revenue shortfall, particularly if
proposed spending is curtailed. The revenue shortfalls discussed
previously are recapitulated below:
1984 1985 1986 1987 1988
"Official" Shortfall $858 $1,732 $1,731 $1,811 $2,615
"Reduced" Shortfall $592 $1,175 $ 878 $ 650 $1,106
Lexington easily can meet the "reduced" shortfall level through use of
alternate revenue sources. It can meet the higher, "official" shortfall
with alternate revenues over the next few years, but would encounter
problems by 1988.
As a matter of fact, most of either shortfall projections could be closed
by simply instituting fees for sewer service and trash collection and
further increasing water rates. User fees in other areas could produce
substantial additional income.
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TABLE A
Potential Annual Income from Alternate Revenue Sources
One to Three Years Three to Five Years
Water 300,000 330,000
Sewer 550,000 1,200,000
Trash Collection 550,000 660,000
Schools 170,000 340,000
Library 50,000 100,000
Recreation 5,000 10,000
Total User Fees $1,625,000 $2,640,000
Voluntary Contributions ? ?
New Development ? ?
The estimates for user fee income are discussed in the following section:
some of the estimates are "harder" than others. As noted in the sections
on voluntary contributions and new development, the Committee has not
attempted to estimate the additional income that might be produced, but the
potential is significant.
The fact that Lexington theoretically can meet its projected revenue
shortfalls through higher user fees does not mean it can in practice, nor
necessarily should do so. Squeezing every possible dollar of income from
the town, even if legal, leaves little leeway to meet future contingencies.
Some of the user fees discussed may be unacceptable to the public. User
fees and other alternate revenue programs can be more or less effective and
equitable than simple tax increases, depending upon the services involved.
B. Rationales for Applying Alternate Revenue Programs
While noting that alternate revenue programs can raise substantial
additional income, the Committee believes that such programs should be used
as a means of improving the relationship between "who pays" for particular
activities and "who benefits" from them. Alternate revenue programs can
provide a useful middle ground in funding activities between those that are
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universally desired (police and fire protection) and activities that appeal
to and are used by relatively small portions of the town population.
Some of the user fees discussed in this report are "tax supplements".
Implementing a trash collection fee, for example, shifts the cost of trash
collection from property tax revenues (limited by Proposition 212) to
individual householders. Implementation of sewer use charges and higher
water rates have a similar effect, although individual bills would reflect
differences based on water usage. Billing individuals for these services,
instead of taxing them, also means that their payments are not deductible
for income tax purposes. Sewer use charges and higher water rates do have
some effect on the distribution of the tax burden because local non-profit
and government institutions which escape local taxes, would be required to
contribute more to the town under use fee charges.
Lexington provides many other services which better illustrate the dilemma
of funding a balance between who pays and who benefits. Some examples not
discussed in this report include Lexpress, the new running track and the
proposed bikeway. Each of these activities are or will be used by a
relatively small proportion of Lexington's population, but their advocates
contend that each activity produces broad public benefits in reducing
pollution, improving life style, enhancing property values, etc.
The Committee believes that Lexington can and should seek alternate revenue
sources to fund some of those local activities which are "nice", but not
widely used, nor broadly supported. User fees and voluntary contributions
can provide some local luxuries which the majority of local citizens may
not wish to support from their taxes.
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The Committee believes that alternate revenue sources should be considered,
too, in terms of user options. In our report, for example, we talk of
possibly establishing instrumental music fees for lessons given in the
schools. We believe that this is an example of an activity where there are
many teachers available outside of the school system. Many Lexington
students currently avail themselves of private lessons because the school
system does not meet their needs. We believe that the existence of private
alternatives should be a consideration in deciding whether or not a
particular activity should be subject to user fees.
C. Managing Development of Alternate Revenues
This Committee believes that expanded user fees and concerted efforts to
increase voluntary contributions have considerable financial promise for
Lexington. The Committee is concerned, however, that current attitudes,
procedures and organization may hinder effective implementation of these
efforts.
The Committee has noted that many town bodies oppose new or higher user
fees. This opposition seems to stem from many sources: increase of
administrative burdens, fear that fees will decrease demand for services
offered, belief that fees are unfair for a particular user group, etc. A
number of officials seem to feel that if they resist user fees
indefinitely, tax monies will be forthcoming.
Attitudes and procedures concerning voluntary contributions are even more
complex. In the past, both givers and recipients have seen such
contributions as a means of doing "more" of a particular activity. The
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receiving institutions have viewed such contributions as "off-budget"
funds, to be spent at their discretion with little or no reference to their
annual appropriations. This approach has treated contributions as
"additional" revenues, not "alternate" revenues.
We believe more sophisticated attitudes and procedures must be evolved if
voluntary contributions are to play an effective role in Lexington's
financial planning. Gifts that allow town agencies to do more should be
welcomed, but more attention should be given to fund drives which produce
voluntary contributions which will support continuation of present
activities in the face of increased financial pressures.
The Committee has no ready answers for these problems. Perhaps the budget
process could be amended to establish goals and targets for fees and
contributions. Perhaps the Selectmen can negotiate an understanding with
the School Committee and other town bodies regarding the allocation of
alternate revenues between on-going operations and new activities. New
incentives and new ground rules will be needed if these activities are to
provide meaningful financial relief.
D. Summary
In summary, after reviewing existing tax revenue resources and
investigating alternative sources of funding, the committee concluded that
unfortunately no single source of revenue in lieu of property taxes would
be sufficient by itself in closing the projected fiscal gap. While
specific proposals have been suggested in the report, what the committee
would most like to recommend is the acceptance of a fiscal management
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philosophy that would be more sensitive to the relationships between the
costs incurred and the charges imposed for various town services rendered.
Inasmuch as the charge by the Board of Selectmen to this committee required
us to focus our attention solely on the revenue raising side of the budget,
we accepted as a given that all of the services which the Town provides
have merit. What we did not accept in this era of increasing fiscal
restraint, are what are in effect, financial subsidies by Town government
as a whole, to specific well intentioned services that could, and in our
judgment, philosophically should, be sharing a larger part of the tax
burden.
II. USER FEES
A. Fees for Municipal Services
Lexington collects considerable revenues from user fees today. In reaction
to passage of Proposition 2=2j most of the fee schedules have been reviewed
and updated. The Committee focused on three areas offering the greatest
revenue potential.
1. Sale of Water
Fees and contractual arrangements for sale of water are expected to
yield $1,000,000 in Fiscal 1983. Lexington's basic rate of $0.45 per
hundred cubic feet (HCF) was set in 1975. The Board of Selectmen
recently increased the rate to $0.55/HCF which will increase revenues
by $200,000 per year and increase the average householder's water bill
by $12 to $65 per year. Since the average rate for the 79 MDC
communities currently is $0.70/HCF, Lexington presumably could justify
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raising its rates to this level thereby yielding an additional
$300,000 per year (and more as long-term contracts are renegotiated) .
This would add an additional $18 per year to the average family's
water bill.
2. Sewer Use Charges
Lexington currently does not have a sewer use charge. Many
surrounding towns do, normally charging on the basis of the amount of
water used. If Lexington implemented such a charge to cover operating
expenses for sewer service, the annual revenue would amount to
approximately $550,000 based on 1982 water consumption, and the
average user would pay an additional $54 per year.
Lexington also might consider basing sewer use charges on the full cost of
sewer service including amortization of the existing system. Using 1982
estimates this would generate a sewer use charge of $0.91/HCF, cost the
average user $108.00 per year, and free $1,200,000 from property tax
revenues for other purposes.
3. Trash Collection Charges
Lexington implemented town-wide trash collection almost simultaneously
with the enactment of Proposition 212, thereby increasing town spending
without a commensurate increase in revenues. The town could implement
trash collection charges tied either to the cost of the contract for
trash collection or to prevailing commercial rates in the metropolitan
area.
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In 1982, Lexington paid $550,000 for trash collection (an amount
expected to climb considerably in the future) . If this amount were
charged back to the 9,673 households served under the contract, the
average user would pay $57.00 per year. This amount probably conforms
with prevailing commercial rates. Implementation of such a fee would
allow $550,000 to be redirected to other town activities.
4. Administration
One appealing aspect of these particular user fees is that they entail
little or no additional cost for administration. Sewer use charges
and/or trash collection charges can be added to the current Town
billing systems.
Since much of the justification for implementing a sewer fee and for
higher level water and sewer rates is based upon amortization of the
existing system, the Committee believes that the revenues produced by
new fees should not be diverted to other purposes. All revenues
intended for amortization should be directed to a Public Enterprise
Fund and expended for system replacement only.
5. Cumulative Effect
If all of these measures were implemented at the maximum rates
considered, Lexington would obtain additional revenues of $2,050,000
per year at an annual cost of $183 to the average household.
B. Fees for School Services
Lexington's school system collected $600,000 in fees for various services
during 1982, $476,000 from food services. The Committee feels that wider
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use of fees has considerable financial potential for the schools. We
believe that the School Committee should be asked to direct the School
Administration to review school operations with a view toward developing a
comprehensive and up-to-date user fee schedule. Following are some of the
areas which the Committee believes merit review:
1. Adult Education
The school system collected $17,200 in fees for adult education
courses in 1982. According to school officials, the adult education
program is "self-supporting", but this description applies only to the
direct costs. The adult education program is not charged for space,
heat, light, etc. We feel that fees should be set so as to recover
the full cost of the program, especially since all other community
users of school facilities are charged for such items. Such a policy
might well entail doubling current fees thereby yielding an additional
$17,000 in annual revenues.
The Committee appreciates that doubling fees might not double revenues
if prospective enrollees feel that the increased price is not
equivalent to value received. We also observed, however, that many
other adult education programs charge higher fees with considerable
success. Minuteman Vocational High School, through a program of
aggressive promotion, higher fees, and a sensitivity to the "market"
for adult education, has turned over to the school $82,000 in revenues
during 1981 and 1982. While the Lexington school system does not have
the facilities to compete with Minuteman for courses such as
"Maintaining Your Mercedes" (76 applicants for 15 positions at $35
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each) . Lexington can and should note the possibilities for offering
courses such as "Personal Computing", where Minuteman recently had
88 applicants for 15 positions at $55 a piece.
2. Space Rentals
Given declining student enrollment, Lexington has excess school
capacity estimated at 30%, even following the closing of Franklin
School. We believe that the School Administration should actively
seek rental clients for this excess space. The Committee notes that
statutes and by-laws allow non-conforming rentals of school space
which suggests that commercial tenants could generate considerable
rental income. We also recognize that it might be difficult to find
tenants acceptable to the schools; therefore, we have estimated
potential revenues from pursuing this alternative at $20,000 per year,
which probably is minimal.
3. Specialized Programs
One of Lexington's primary assets over the years has been the
reputation of its school system. One dimension of that reputation has
been the richness and diversity of the specialized programs offered by
Lexington's schools, both in academic and extra-curricular spheres.
Many of these specialized programs, by definition, directly benefit
only a small portion of the school population. The Committee believes
that user fees present one alternative for maintaining some of these
programs in the face of the financial pressures generated by
Proposition 21.
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Lexington is confronted with re-evaluating all of its school programs
in light of declining school population and educational philosophy, as
well as for financial reasons. As part of this re-evaluation process,
the concept of "value-added" should be considered. Presumably the
School Committee will be questioning whether programs which were
offered with a school population of 10,000 students are providing the
same degree of educational effectiveness for a school population of
5,000. In recent years the School Administration has reduced the
range of curriculum offerings. Grade structure and facility
requirements currently are under review. We believe that any overall
review of school activities should include consideration of the role
that user fees might play.
Given the current financial outlook and projections of declining
enrollment, some courses of study will be cut and some extracurricular
activities will be eliminated in the coming years. There is a need to
provide people with advance notice of the probable casualties, in
order to allow them to (1) plan accordingly (e.g. , not having their
children start German I if German II and III will not be available) ,
(2) generate the necessary political support to maintain a given
program from tax revenues, or, (3) devise alternate revenue schemes to
support the desired program.
The Committee believes very strongly that all children should
participate in normal school related activities. We believe that
voluntary contribution programs (discussed below) , differential
pricing and scholarships can be used to prevent fees for specialized
programs from excluding students from low income families. The School
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Administration already has some experience in dealing with fees and
scholarships for extraordinary school activities such as the Bridge
School Quebec trip.
Some of the programs and courses which might lend themselves to user
fees include interscholastic athletics and instrumental music. The
Committee is not recommending that these activities, per se, bear user
charges. We do not know the number of students involved in each
program or the appropriate fee levels. There may be other programs
better suited for user charges. The programs cited are illustrative
of those operated with user charges in other school districts around
the country.
During 1981, the schools spent approximately $140,000 for Senior High
School athletics against $30,000 in revenues (primarily gate
receipts) , for a net expenditure of $110,000. If Lexington were to
recoup half of this amount through fees charged to participating
students, the $55,000 yield would be significant.
Instrumental music lessons outside of the schools frequently are
priced at $10 per weekly session. School charges at half that level
($5 per week) for 30 weeks per year would cost a student's family $150
per year. Assuming that roughly 10 per cent of the school population
avail themselves of such lessons, a $5 weekly fee for 30 weeks would
yield $75,000 in additional revenues. The Committee cites these
figures not as recommended charges but as an illustration of the
dollars involved.
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4. Cumulative Effect
Since the Committee has been unable to place estimates on all of the
items mentioned above, it is difficult to assess the overall impact.
At a minimum, we might be talking $167,000 per year ($17,000 for adult
education, $20,000 for school rentals, $55,000 for interscholastic
athletics, and $75,000 for instrumental music) . At a maximum, fees
might produce $400,000 to $500,000 per year. These sums are small
compared to a $17 million school budget, but they are significant
compared to many spending articles on the annual warrant.
The impact of these items on local citizens is uncertain and
disproportionate. Parents of a child taking instrumental music
lessons would bear a greater load, worsened if their child played
interscholastic sports. The burden would increase for parents with
more than one child pursuing similar programs. On the other hand,
most children do not participate in all of these activities and those
that do frequently accrue private benefits in terms of scholarships,
better job opportunities or personal pleasure. Perhaps those who
benefit most from particular educational offerings should be asked to
contribute more.
C. Fees for Library Services
Lexington Cary Library is hailed as one of the best and most heavily used
libraries in Massachusetts. Cary has almost 24,000 borrowers, 6,000 of
whom are non-Lexingtonians. The Committee believes that the Library
Trustees should explore use of an annual card fee for adult library users.
A basic annual fee of $5 or $10 would yield significant additional revenues
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even if local users under 18 and over 65 were excepted. Variations could
include higher rates for non-residents or corporate users.
The Committee has heard and considered two common objections to adoption of
a library user fee:
1. That a fee will discourage use or is somehow unfair. Between 1970 and
1980 the price of the average hard cover book increased from $12.00 to
$25.00 and the average subscription price for periodicals went from
$10.00 to $35.00. In this context, we believe that an annual use fee
of $5.00 or $10.00 is not unreasonable.
2. Under current state law, Lexington would lose state aid or access to
state and regional services by charging non-residents at a higher
rate. This is a meaningful objection and should be investigated in
depth. In recent years direct state aid has been at a level
significantly lower than the revenues which might be produced by an
annual user fee. The Committee also believes that since all
surrounding communities are suffering the same or worse financial
pressures as Lexington, that cooperative measures to implement user
fees might be negotiated with state and regional services. The
Trustees of the Library have noted probable legal difficulties in
establishing a user fee for lenders (See Appendix A) .
The Committee believes that a fair and reasonable annual user fee could
yield an additional $50,000 to $100,000 per year in library revenues. The
precise structure of fees should be developed by the library staff and
trustees based on their knowledge of library usage.
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D. FEES FOR RECREATION SERVICES
The Recreation Committee has made substantial progress in collecting fees
for services in recent years. Fees have recently been reviewed and
increased. This Committee feels that more might be done, particularly in
terms of user fees for playing fields.
The competition for playing field time has become intense in recent years.
Many groups complain about scheduling problems and field maintenance.
Intensive use of some fields causes deterioration. Many fields require
major investments for rehabilitation or development. Part of the increased
demand for playing field time stems from the rapid expansion in adult
participation in organized field sports, a trend which places extraordinary
demands upon fields for prime evening and weekend hours. The Committee
does not know how enduring this trend is. With memories of boom-and-bust
fads for tennis and skiing in the past decade, it is difficult to project
field use by adult groups.
The Committee believes that higher fees for adult groups are feasible and
reasonable given the cost of alternative recreational activities. We
believe that fees double or triple present levels might yield little
additional revenues ($5,000-$10,000) but might help to control the demand
for playing fields and thereby slow the pace of deterioration.
III VOLUNTARY CONTRIBUTIONS
Lexington has benefited enormously over the years from the generosity of
its citizens. A few examples are Cary Hall, Cary Library, and numerous
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public trust bequests. The Committee believes that voluntary contributions
can and should be an important source of alternate revenues for Lexington.
The Committee has noted that many municipalities actively solicit
contributions. In recent months Time and The Wall Street Journal have
reported on the successful efforts of cities and towns to obtain gifts
ranging from computers and park benches to swimming pools and snow plows.
Many municipalities publish and circulate catalogues or "wish lists". Many
school systems have established educational foundations to accept
contributions intended to support particular educational programs.
Lexington, despite its past successes, has not pursued fund raising
activities aggressively. The School Administration has increased its
efforts lately. The Library Trustees currently have a committee
investigating the subject. The Recreation Committee has been exploring the
concept and has established a recreation gift fund account. The Committee
believes that these efforts should be expedited and that consideration be
given to launching similar efforts addressing other town activities.
The Committee noted that efforts to increase voluntary contributions can
complement a program of expanded user fees. Contributions can be used for
example, to pay user fees for persons who might be unable to afford them.
Obviously it is difficult to predict the results of such efforts. They
take time to bear fruit. The Committee is convinced, however, that a
concerted program to increase voluntary contributions would yield
significant new revenues.
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IV, REVENUES FROM NEW DEVELOPMENT
While user fees and voluntary contributions can provide significant
alternate revenues for Lexington, their long-term significance is minor
compared to property tax revenues. Although Proposition 21 limits
municipalities' ability to increase rates from their existing tax base,
towns may increase their total property tax levy through allowing new
development. Since enactment of Proposition 21 , Lexington has added $25
million to its tax base and $600,000 in revenues for the current year
through new development.
Lexington has adopted property tax classification which provides for higher
tax rates on commercial and industrial properties than on residential and
open space properties. As a result of classification and because of the
greater intrinsic value of commercial and industrial properties, in 1982
such properties generated 28% of Lexington's property tax revenues while
accounting for only 5.4% of the town's developed acreage. This suggests
that significant new property tax revenues can be generated by allowing or
encouraging additional commercial and industrial development.
Pursuing such development strategy obviously entails other considerations:
1 - While estimating the gross revenues which could be generated by
additional development is a straightforward process, the town also
must consider the municipal costs generated and thus the new net
revenues.
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2 - The potential revenues from new development must be balanced against
competing community values concerning open space, aesthetics,
affordable housing, traffic congestion, wild-life habitats, etc.
The Committee believes it would be useful if land use proposals included an
analysis of the long-term impact on net revenues. We understand that the
Planning Board attempts to make such an analysis on proposals which come
before them, but the responsibility and authority for long-term financial
planning is divided among many town bodies. This Committee believes that
greater weight should be assigned to revenue projections, given Lexington's
financial outlook.
The School Committee recently declared as "excess" five schools sites,
recommending transferral to the Board of Selectmen. These sites, totaling
approximately 96 acres, will be suggested for many competing purposes
including conservation, recreation and housing. We understand that the
Selectmen will be establishing an advisory committee to study the
appropriate disposition of these lands. Our Committee believes that such
an advisory committee might be charged to work with the Planning Board to
design an analytical process which would incorporate long-term net revenue
estimates as part of the decision-making process.
The Committee suggests, moreover, that Lexington's current land use plans
might be reviewed with an eye toward the town's revenue potential under
Proposition 21 . If current tax limitations were to continue for the next
decade, will the town's tax base expand sufficiently to generate adequate
revenues to support current levels of town services? Should the town
restructure land use goals because of tax limitation? The Committee does
24
not purport to know the answers to these questions, but believes that
Lexington must begin to address them.
In reaction to an earlier draft of the Committee's report, Mr. David
Williams, Chairman of the Conservation Commission, suggested that other
revenue measures be considered in connection with land use and development.
(Mr. Williams noted that these were personal observations since he had not
received the draft in sufficient time to confer with other members of the
Commission.) The Committee has not explored these suggestions but we
believe they merit further investigation.
1. Zoning changes which greatly increase the value of a parcel of land
(for instance going from residential to commercial/industrial) might
be accompanied by a one-time charge of $5,000 or $10,000 per acre.
2. Variances granted by the Board of Appeals might entail an annual usage
charge (as distinct from the application fee for a variance) .
3. Ann annual fee or a one-time conversion fee might be charged to
homeowners seeking to establish an accessory apartment.
4. The sanitary landfill site on Hartwell Avenue has great financial
promise and should be considered in looking at Lexington's long-term
land use and financial planning.
25
V. MISCELLANEOUS ITEMS
The Committee touched upon many subjects on its work. The items mentioned
below merit some consideration by the Selectmen, but were not central to
our report.
A. The Committee engaged in a cursory examination of the use of contributions
in-lieu-of-taxes for non-profit institutions. The potential revenues
involved did not appear great enough to warrant extended study, but the
Town Manager's Office should keep track of developments in this area. It
also should be noted that water and sewer use charges do yield additional
revenues from non-profits despite their tax-exempt status.
B. The Committee noted that most town bodies have increased fees for permits
and licenses to realistic levels as a result of the financial pressures
stemming from Proposition 21. There are anomalies in the fee structures,
however, and some members of the Committee questioned the economics of
$1.00, $2.00, or $3.00 fees. We believe that fees at these levels may be
compensatory when collected as one-time cash payments for entry to the
swimming pool, but if the activity involves generating paper work,
cross-filing or record-checking, fees at these levels probably are not
covering the costs involved. We suggest that the Town Manager's Office be
directed to establish guidelines in this area. Similarly, we believe that
all fee-setting agencies should review their fees on an annual basis to
ensure that fees are commensurate with costs.
26
C. School Transportation
The sale of school bus tickets produced $12,500 in 1982. These revenues,
declining in recent years, are generated for the most part by students who
live short of the mandated minimum distances for free school bus rides, but
who can apply to buy tickets for excess seats on mandated routes.
Committee members have been informed that such "excess" seats are
oversubscribed upon offering. We also have been informed that a
considerable portion of LEXPRESS ridership consists of students in these
zones. With the future of LEXPRESS in question at the time of this report,
we would suggest that school and community demands for transportation
services might be coordinated better. A more extensive school bus system
-- charging compensatory rates for students short of mandated busing
distances -- might prove more responsive to community needs. The Committee
believes that this is only one example of areas where more coordination
among town agencies would be cost effective.
27
EM � �EVE CARY MEMORIAL LIBRARY
f SL ECIMEN
';'
LEXINGTON,
••- MASSACHUSETTS 02173
a R A (617) 862-6288
Appendix A March 10, 1983
Mr. John J. McLaughlin, Chairman
Alternative Tax Revenues Committee
c/o Selectman's Office
Town Office Building
Lexington, Mass. 02173
Dear John,
The Library Director and I received copies of your Committee's draft
report yesterday, and I have asked Mr. Hilton to duplicate copies for
mailing to other Executive Committee members for our upcoming Trustee's
meeting scheduled for 7:30 A.M. on March 17th. We would like to thank
you for sending us the report in draft form. I regret that we cannot
have a collective Trustee opinion before your March 16th meeting as you
have requested, even though the draft does indeed create major policy prob-
lems, as you no doubt realize. We will of course be represented at the
meeting, but without a collective response of the Board or its Executive
Committee.
I can, however, list some of the problems based on local, state, and
federal law, and perhaps I should at this point just allude to the nation-
wide acceptance of the free public library concept which began in 1827 in
Lexington, and note that the cohuun meaning of "free public library" is
free for lending, since with few exceptions even research libraries are
free for reference.
The present Library was accepted by the Town in 1868 along the terms
of a gift of Maria Hastings Cary; these terms have since been upheld in a
landmark case of the State's Supreme Court. These begin "If the inhabitants
of Lexington in a town meeting duly called for the purpose, will vote to
establish a free Public Library . . ."
The State Constitution in Article XLVI notes that appropriation may
be made ". . . for free public libraries . . .", and the state laws themselves
enabling taxation for this use the phrase "free public libraries" several
times. (You correctly note that fees for non-residents would cause us to
forfeit State Aid, and probably important Regional services. We monitor
this problem closely and have been instrumental in formulating new pending
legislation which would benefit Lexington and also allow us both to partici-
pate in Regional services, and to keep State Aid: these are truly critical
sources of new revenue and service.)
Page 2
We have verified that eligibility for federal library programs also
require free public library service, with the common usage of "free" to
mean lending. (Library Services and Construction Act.)
This matter will, of course, be discussed at our meeting on March 17th,
and I will be in touch with you again after the meeting. In the meantime,
please do not hesitate to call Mr. Hilton or me if you require more infor-
mation.
I would conclude by noting that we have been really quite successful
in increasing the Trustee budget with voluntary donations and bequests, and
with fees for non-basic services. We understand the plight of the Town, and
will, of course, continue our efforts towards increasing these revenues.
Sincerely yours,
Ted R. Petterson
President, Board of Trustees
Copies: Executive Committee, Cary Library
Advisory Committee, Cary Library
TRP:el
„,;,:)--,t- ,,,,,NORI _
' A, Planning Board
o2
x�/
Town of Lexington, Massachusetts
••IA1ll9 n /
L.ekINGTo '.
Robert A. Bowyer CEiVED• TOWN OFFICE BUILDING
Planning Director SELECTMEN Lexington, MA 02173
F,' APPENDIX B 617/862-0500/Ext. 24
t't'?r b i' , i983
March 14, 1983
TO: John F. McLaughlin
Alternative Tax Revenues Committee
FROM: Planning Board
The Planning Board is pleased to respond to your memorandum of March 8, 1983 re-
questing comments on the draft of your report. Our comments follow the page sequence
of the report.
In the discussion of space rentals of school buildings on page 16, it should be noted
that all of the school buildings are in single family residential zoning districts.
As a general rule, the Zoning By-Law would not allow commercial tenants in school
buildings in those zoning districts.
In the section on revenues from new development, we believe some attention should
be given to,obtaining more ?contributions” from developers for the installation, or
upgrading, of public facilities or equipment that would be impacted by the new devel-
opment. Examples are grants of land for public use, construction of improvements,
such as utilities, traffic signals, sidewalks, or funds for engineering services and
the like. Some other Massachusetts communities have been more assertive in obtaining
these "contributions. " While raising this possibility, we must also note this is a
murky area of land use law and deals with difficult questions of "contract zoning, "
"development exactions and fees," and the relationship between off-site improvements
and development impact.
In the second paragraph on page 23, the report comments on the relationship between
28% of the property tax revenue and 5.4% of the Town's developed acreage. The amount
of developed acreage is not a good measure; the intensity of development on that acre-
age is significant. For example, the center business district occupies about the same
area as 25 house lots in an RO district but has significantly'different impacts.
In the second sentence of the second paragraph on page 24, may we suggest an alterna-
tive wording: "We understand that the Planning Board now considers the projected
revenue from new development as one of the factors in making its land use recommenda-
tions, but does not include such information prominently in its report because of the '
difficulty of estimating service costs to the Town and the difficulty of presenting
a cost-revenue evaluation. The Committee suggests the Planning Board give greater
weight to the Town's revenue needs."
The question of the Board of Selectmen establishing an advisory committee to study
the appropriate disposition of the "excess" five school sites is a serious policy
issue that needs further discussion. That process is essentially land use planning.
'' Under Massachusetts law and Lexington's structure of government, the Planning Board
has responsibility for land use planning.
John Fm McLaughlin -2- March 14, 1983
Alternative Tax Revenues Committee •
The Planning Board agrees with the last paragraph on page 24 that raises the issue
of land use planning in relation to tax limitations and the generation of revenue.
In its work program, the Planning Board has identified economic development and a
cost revenue analysis as one of its important tasks. That item has been deferred
pending the completion of higher priority items, i.e. , the center revitalization
program, the South Lexington study, the analysis of socio-economic characteristics
of the Town based on the 1980 Census, and work on housing.